The institutions of American government were not built from scratch in Philadelphia during the summer of 1787. By and large they were based on institutions created in Britain, which themselves trace ancestry -- at least in theory - back to the Roman Republic. In this section I want to get comfortable with how the Legislature was affected by a specific episode in British history - the conflict between the Stuart monarchs - and how that conflict influenced colonial attitudes about the proper role of a legislature in a Republic.
In this section we will trace the history of legislatures from the group of barons who forced King John to sign the Magna Carta, through the development of the British Parliament, to the conflict between Parliament and King Charles the First (which led to the later execution), the Glorious Revolution, the establishment of colonial legislatures and the attempts by King George to minimize their power. Goals:
After reading through this material you should be able to answer questions about the following topics:
What was the significance of Magna Carta? How did it limit the power of the monarchy?
What specific limits place on King John in the Magna Carta have survived through to the Constitution?
How did Parliament evolve from Magna Carta through the English Bill of Rights? How did it acquire strength?
What rationale did the Rump Parliament use to execute King Charles?
How did the English Bill of Rights impact the relationship between the parliament and the monarchy?
Which parts of the English Bill of Rights have been incorporated into the Constitution?
What was the purpose, respectively, of the Albany, Stamp Act, First and Second Congresses?
What was the significance of the dissolution of the Virginia House of Burgesses?
Which grievances in the Declaration of Independence focus on the rights of legislatures?
What deficiencies in the Continental Congress led to the Constitutional Convention?
An officially elected or otherwise selected body of people vested with the responsibility and power to make laws for a political unit, such as a state or nation.
Simply put, the legislature is the lawmaking branch within the American system of separated powers. But this can be confusing because they do more than just make laws (they provide democratic representation, help direct the expenditures of government revenues, and check the executive and judicial branches, among other things). This also glosses over the fact that the common law is largely judge made, and that rulemaking in the executive branch is lawmaking in character. Nevertheless, the legislature is the branch primarily responsible for providing the basis for legitimate public policy. That is because the legislature is the most democratic of the branches since it is the only one subject to a direct election by the people. The executive (the autocratic branch) is selected by an electoral college and the judiciary (the oligarchic branch) is nominated by the president and confirmed by the Senate. This is true only for the national government as we know. In the state of Texas all of these individuals are elected by the electorate, which underscores the point that states are more democratic institutions than the national government.
Legislatures exist on every level of government in America. On the national and state level (with one exception - Nebraska) they are bicameral with an upper branch -- usually called the Senate -- and a lower branch -- usually called a House of Representatives. The purpose, in addition to continuing to separate powers, is to allow one chamber of the legislature to be in tune with, and resonsive to, the often volatile public, while the other is removed from it and is more likely to make calmer decisions focused on the long term. This is a crucial point that we will spend more time elaborating on since it gets to the heart of the actual process of representation. Do we want instantaneous, delegatory representation or do we want to send people to a deliberate about how best to address an issue? These aren't necessarily the same thing. A bicameral system allows for both.
Here are basic facts, and a few links, about legislatures:
On the national level we have a House of Representatives and a Senate. The former has 435 members (Representatives), each is elected separately from one of 435 districts around the country. Each is roughly equal in population, though they may be very different in area. Each is elected to a 2 year term by the eligible voters in that district. You can find your U.S. Congressional representative (as well as you state representative and senator) by putting your address into a form found on this site. ACC (3110 Mustang, Alvin, Texas) is in the 18th Congressional District and is represented by Ron Paul (It is also in the 11th State Senate District, which is held by Mike Jackson, and in the 29th State House District, which is held by Randy Weber). The two year term, coupled with the fact that this was the only national institution directly elected by the eligible population -- as originally defined by the states -- is evidence that this was designed to be the democratic branch of government. It is most subject to the shifting preferences of the people. Texas has 32 congressional districts (click here for the current map).
The Senate has 100 members (Senators), each is one of two people elected to represent each of the 50 states. Each serves a 6 year term, but the Senators are divided into three classes (of 33, 33, and 34 members) and each class is elected in a separate election every two years. Texas is represented in the Senate by Kay Bailey Hutchison and John Cornyn. The six years term -- coupled with the fact that Senators were originally (until the 19th Amendment) elected by the state legislatures -- is evidence that this chamber was meant to be removed from the direct pressures of the public, and had the ability to make decisions for the long term.
The Congress that was elected in 2008, is called the 111th Congress. This simply means that this is the 111th time that a Congress has met since the ratification of the Constitution. The first election culminated in the convening of the 1st Congress of the United States, and we have had new congresses every two years, without interruption, since. The United States Congress is considered to be a "professional legislature" because the institution convenes for practically its entire two year term. Members are expected to consider their profession to be "legislator" and not to hold an exterior position. This could well lead to a conflict of interest and facilitate corruption.
On the state level, Texas is also bicameral, and has a House of Representatives and a Senate. The Texas House of Representatives has 150 members elected from each of the 150 districts around the state (click here for the current map). The Senate is composed of 31 members, and they are also elected from each of the 31 senate districts around the state (click here for the current map). The fact that both positions are elected directly reflects the greater democratic character of most states. The population generally gets to directly elect a greater variety of positions on the executive and judicial levels as well as the legislative. The Texas Legislature is considered to be an "amateur" legislature, because it only convenes for 140 days in its two year term. Though members can meet in committee, they cannot pass legislation after the 140 days unles the governor calls a special session. Members are also paid a nominal salary ($7,200 a year) and are expected to hold outside employment.
Local governments (cities) generally have unicameral city councils, while other single purpose governments (Independent Schools Districts, Community College Districts, Water Districts, Drainage District, etc . . . ) have boards which set policy for the agency. Counties in Texas are considered administrative wings of the state, so they do not have independent legislators. They are governed by a county judge and four county commissioners.
That should provide an idea of what legislatures are. Now lets turn to their historical development.
We will try to cover 550 years of legislative history in a handful of paragraphs. To make this remotely possible, I'll focus on a narrow component of this story: The selective evolution of the role of legislatures and their relationship with the executive power, from Magna Carta to the Declaration of Independence and the Continental Congress. A word about executive power is in order here before we begin. At one point in history, concentrated governing power in the hands of an autocrat was all that existed. Often the autocrat also claimed divinity, which meant that the secular and religious power was all wrapped up in the hands of one individual (Egyptian Pharaohs and Roman Emperors for two examples). To reject the authority of the autocrat was in essence to challenge a god. Good luck to you if you did.
As far as I know, no British King ever claimed to be a god, though some claimed to be God's lieutenant on earth. They did claim absolute rule, though they were often unable to secure it. King Johnis one example. His power was checked by the united force of his barons who were motivated by his abusive taxes, among other things. United, they were able to force the king to recognize certain rights and, perhaps most importantly, form a legislature (see paragraph 61, of the Magna Carta). Once the document was signed, the barons had the institutional authority to check the power of the king. Read the text here. Other limitations imposed on the king included the right of habeas corpus, which can be inferred from paragraphs 36 - 40.
(You might get a kick out of this bit from The Lion in Winter. Peter O'Toole plays Henry II, the father of King John -- who is the wimpy guy who runs out of the room towards the end of the scene.)
By accepting limits on his power, the king effectively placed himself beneath the law, and since it was an assembly of barons that forced him to do it -- a legislature in a sense -- the legislative power begins the process where it can establish what the law is. To the degree that the law was based on the will of forces outside the control of the monarch (we can't quite say it was based on the people yet) the king no longer held a privileged rank in the social order. This marked a significant change in the relationship between political powers in Britain. Given the role of the Roman Catholic Church at that time, whatever was true for the king would also be true for the pope. As a result the pope at that timeeffectively annulled the document and it receded into the background.
Not all monarchs were opposed to legislatures. Edward I called up the Model Parliament partly as a way to quell potential rebellion. This reminds us that people that are unable to have their grievances addressed through governing institutions often do so instead through more violent means. Allowing representation allows the monarch -- or whatever governing authority exists -- to dissipate hostile feelings. His example was not taken up by later monarchs. Magna Carta was ignored and forgotten for several centuries, though rumors persisted of "ancient rights and liberties." These rights were slowly revived, primarily by members of a Parliament that is slowly strengthening in power. Sir Edward Coke was one of the driving forces behind the revitalization of Magna Carta.
Ironically, the growth of Parliament as a forced can be traced back to the liberties enshrined in the Magna Carta. In Paragraph 13, London is specifically granted the following: The city of London shall enjoy all its ancient liberties and free customs, both by land and by water. We also will and grant that all other cities, boroughs, towns, and ports shall enjoy all their liberties and free customs. This makes London and other cities were something like a free trade zones, which ensured that business people would be able to prosper. This they did, and their increasing material wealth gave them leverage turn this into political strength.
The British Parliament, which would later serve as a model for the United States Congress, was -- and still is -- bicameral and composed of a House of Lords and a House of Commons. The House of Lords is just that, and institution composed of the British nobility, and originally the clergy as well. It originally served to advise the king, but slowly developed into an effective institution on its own, and even surpassed the power of the king during periods when a weak monarch ruled. By the 14th century, the House of Commonswas established and was composed of representatives (knights and burgesses) from the various counties and boroughs across the country. Originally it was the weakest of the political institutions, but as the wealth of cities grew, so did the influence of their representatives in the House of Commons. Though each institution was originally established to simply approve new taxes imposed by the king, Parliament developed the power to petition for grievances from the king.
By the early 1600's the British Parliament could revive the idea that it was guaranteed rights and powers over the monarch. This became critically important as the first of the Stuart Monarchs claimed the power to tax without consent of Parliament, and detain suspected enemies without due process. The Petition of Rightwas presented to King Charles by Parliament in 1628 to reinforce the idea that only Parliament could levy taxes, habeas corpus still applied, and standing armies could not be kept among the people in times of peace. Charles' attitude towards Parliament was imperious. Due to the rules of the time, the monarch was able to call the parliament in and out of session at will, and Charles would do so as it suited his needs. This culminated in the period of Personal Rule, also called the Eleven Years Tyranny, where Charles prevented Parliament from meeting, meaning that he could rule with impunity.
In response, once Parliament met again, its members had grown increasingly agitated with the King and wished to try him for high treason. A variety of reasons were offered, but ultimately the King was accused of not recognizing that he was beneath the law. At his trial he asked "I would know by what power I am called hither. I would know by what authority, I mean lawful authority." Existing law did not give Parliament the authority to try him for treason (as it would later not give the colonies the legal right to declare independence). He went to the chopping block in 1649 still claiming the Divine right to rule and disputing the legal authority of Parliament to execute him.
See the Long Parliament for more information about how Parliament moved against Charles I.
The execution of Charles the First therefore was a grossly way to make a point. The executive power is beneath the law, meaning that it is beneath the legislative power, the reason being that the legislature is more closely connected to the general population, which was increasingly being regarded as the ultimate source of authority in political society. The execution of Charles however was followed by turmoil and the rule of Oliver Cromwell. By 1660 the monarchy was restored, and efforts began to punish those responsible for Charles' execution. See this link for a list of Regicides of Charles the First. This fact reminds us of one of the reasons why strong executive authority is sometimes given approval, It helps keep the peace. The price is often a loss of individual liberty, but that is a price many are willing to pay to avoid the random chaotic violence that accompanies civil wars.
The conflict regarding the relative powers of the monarchy and Parliament continued. The subsequent Stuart Monarchs (Charles II and James II) also claimed divine right to rule. James II ( a Catholic) exacerbated ongoing religious conflicts by not only being tolerant of the religion, which was despised by members of Parliament, by hiring Catholics into positions of power within the army. The last straw was his fathering of a son in 1688 which led the Protestant parliament to fear that Catholic rule was about to descend on Britain. Parliamentary supporters in The Netherlands deposed King James II (he fled) and reinstated the monarchy under William and Mary. This was the Glorious Revolution.
William and Mary could not gain the crown until they agreed to certain conditions listed in the English Bill of Rights. (See the text here). This is as crucial a document as Magna Carta because it sets into law the relationship between the legislative and executive authority that is largely embodied into our Constitution. A review of the text of the document also reveals language very similar to what we would later see in the Declaration of Independence. In other words, the Parliament's articulation of why the rule of James II was illegitimate would later give to the colonists in the Second Continental Congress (and also the Texans' in the 1836 Convention) a list of reasons why they could argue that pre-existing governing authority was illegitimate, and that they had the right to overthrown it.
Here are some of the restrictions on monarchic power written in the English Bill of Rights that we will later see in the Declaration of Independence, Constitution, or the Bill of Rights:
That the pretended power of suspending the laws or the execution of laws by regal authority without consent of Parliament is illegal;
That levying money for or to the use of the Crown by pretense of prerogative, without grant of Parliament, for longer time, or in other manner than the same is or shall be granted, is illegal;
That it is the right of the subjects to petition the king, and all commitments and prosecutions for such petitioning are illegal;
That the raising or keeping a standing army within the kingdom in time of peace, unless it be with consent of Parliament, is against law;
That the subjects which are Protestants may have arms for their defense suitable to their conditions and as allowed by law;
That the freedom of speech and debates or proceedings in Parliament ought not to be impeached or questioned in any court or place out of Parliament;
That excessive bail ought not to be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted;
Aside from providing the opportunity to work out conflicts between executive and legislative authority, the period of civil war in Britain also diverted attention away from the colonies, who then had to get used to the idea of self rule. Though never given official authority by the crown, colonial legislatures began to evolve and soon became seen as the legitimate authority. Efforts by King George to usurp the power of these legislatures and simultaneously increase the power of the British Parliament over the colonies -- despite their not being represented in that assembly -- would become a key instigator of independence.
Naturally, since each colony was established independently, they each had their own separate identity. Until the actions of King George provided the colonies an incentive to organize with each other, a measure of suspicion defined the relationships between them. They often each saw their relationship with Britain as more important than their mutual relations. This became problematic when certain common concerns like threats from the west (the French and Indians Wars) required common action. A request that the colonies create some mutual organization ended in failure (the Albany Plan) and the British, as we know, took matter in their own hands and sent troops over and imposed taxes on the colonists to pay for them.
This created a common concern with these British policies which did in fact begin a process where the colonies began to meet in a series of congresses (Stamp Act, First and Second Continental Congresses) where the colonies began discussing how to respond to these policies. After attempts to reconcile with the British, the Second Continental Congress made the decision to rebel, and justified it -- as noted above -- in language drawn from the Magna Carta and the English Bill of Rights. In essence, the colonists were claiming for themselves the same ancient rights and liberties that the barons and the members of parliament has claimed for themselves previously. By usurping the rights of the colonial legislatures (in addition to the executive and judicial entities) the king was attempting to establish tyrannical rule.
The grievances in the Declaration of Independence which pertain to complaints about the king's encroachment on legislative powers are interesting to analyze in comparison to prior documents. Here is the list:
He has refused his assent to laws, the most wholesome and necessary for the public good.
He has forbidden his governors to pass laws of immediate and pressing importance, unless suspended in their operation till his assent should be obtained; and, when so suspended, he has utterly neglected to attend to them.
He has refused to pass other laws for the accommodation of large districts of people, unless those people would relinquish the right of representation in the legislature, a right inestimable to them, and formidable to tyrants only.
He has called together legislative bodies at places unusual uncomfortable, and distant from the depository of their public records, for the sole purpose of fatiguing them into compliance with his measures.
He has dissolved representative houses repeatedly, for opposing, with manly firmness, his invasions on the rights of the people.
He has refused for a long time, after such dissolution, to cause others to be elected; whereby the legislative powers, incapable of annihilation, have returned to the people at large for their exercise; the state remaining, in the mean time, exposed to all the dangers of invasions from without and convulsions within.
He has endeavored to prevent the population of these states; for that purpose obstructing the laws for naturalization of foreigners; refusing to pass others to encourage their migration hither, and raising the conditions of new appropriations of lands.
He has obstructed the administration of justice, by refusing his assent to laws for establishing judiciary powers.
He has combined with others to subject us to a jurisdiction foreign to our Constitution and unacknowledged by our laws, giving his assent to their acts of pretended legislation:
For imposing taxes on us without our consent;
For abolishing the free system of English laws in a neighboring province, establishing therein an arbitrary government, and enlarging its boundaries, so as to render it at once an example and fit instrument for introducing the same absolute rule into these colonies;
For taking away our charters, abolishing our most valuable laws, and altering fundamentally the forms of our governments;
For suspending our own legislatures, and declaring themselves invested with power to legislate for us in all cases whatsoever.
In essence the colonists were accusing King George of violating the traditional rights that legislatures enjoyed. The proper response was that these legislatures represented subsidiary units and were not on the same level as either the monarch or parliament, but that did not matter to the colonists. 150 years of self government made them used to it, and it was a very difficult thing to remove.
Once independence was established, the colonies turned into states and has to develop their own legislatures. In many cases the legislatures were opened to classes of people (artisans, poor farmers) who were previously not able to represent themselves. The policies they passed were beneficial to them, but not necessarily to the wealthier, mercantile and plantation interests. This conflict would eventually escalate and lead to the calling of a convention to address this alleged defect.
The Articles of Confereration
Also after independence was claimed, the Second Continental Congress had to turn its attention to what type of government was going to exist in the new country, or perhaps more properly, what type of governing system was going to bind the separate sovereign entities that were not only independent from Britain, but also independent from each other? Considering that a war had just been fought against a monarch, pains were made to not allow a similar fate for the new states. The political participants of the time understood the classical argument that democracies tend to deteriorate into anarchy first, and tyranny next. They opted to avoid this fate by not allowing any institutional foundation for a national executive. Only a legislature was established at the national level, and it was a very weak one at that.
The governing system was established in the Articles of Confederation, which was self desribed as a "league of friendship" among the states. Sovereignty was still held, and held only, by the states. The national government has no legal or physical authority over the states. The Congress under the Articles of Confederation was directly connected to the states. Teams of delegates were sent by the states to meet in annual session (one year terms) and the delegates could be recalled to the states at any time in that year and replaced. Many decisions had to be made by super majorities and sometimes unanimously. A small handful of states, or even one, could derail any policy that might be beneficial to the nation as a whole. The lack of a national executive meant that the states could not be compelled to implement national laws, or comply with national treaties. State legislatures could negate national laws. After all they were the supreme power so why shouldn't they?
But certain problems persisted, many concerning the inability of the document to provide a venue where disputes between the states could be solved. Commercial disputes were key among them. Conflicts over trade on and control of the Potomac River led to two early conferences -- Mount Vernon and Annapolis -- which attempted reconciliation. The failure of the later was taken as an indication that the Articles were insufficient to provide for the general welfare and common security of the growing nation.
The Constitutional Convention was called in order to address these defects, but as we know, did not simply modify the Articles. It created in stead a new system of government with the bicameral Congress with significant delegated powers over the country as a whole. Partly this was a result of the mechanism used to determine who would be a member of the convention. The mercantile interests and planter interests dominated here far more than they did the Second Continental Congress which produced the more egalitarian Declaration of Independence. Their original intent was actually to negate the ability of states to influence national policy by having the national legislature represent the people of the United States directly. The bicameral system where a Senate continues to represent the states was a product of a compromise with the few people at the convention that wanted the states to hold onto some power.
In each of the steps above, decisions were ultimately made by groups of individuals with legislative power. The same is true of the decision to ratify the Constitutions. The decision was made by ratifying conventions held in the separate states. The decision to use conventions, and not the state legislatures was driven by the belief that the later would be less likely to ratify the document at all. Additional Information:
How did the Glorious Revolution allow the British Parliament to assert rights over the British Monarchy?
Many of the grievances listed in the Declaration of Independence involved efforts by the King of England to usurp and control colonial legislative power. Outline these grievances and speculate about what these grievances suggest about the role the legislature is to play in governance.
The Congress under the Articles of Confederation was argued to be remarkably weak. How did its design make it so?
Look at these three documents -- the Magna Carta, the English Bill of Rights, and the Declaration of Independence -- and determine what specific limitations on power are common to each. (you'll need at least 300 words to answer this one)
Why was King Charles the First executed? How has his execution conditioned the relationship between legislatures and executive bodies?
What were the similarities and differences between the Albany, Stamp Act, First and Second Congresses?
Discuss the importance of the specific grievances listed in the Declaration of Independence regarding legislative power.
Using the links above, trace the creation and development of the British Parliament.
The English Civil Wars were essentially fought between the forces of the Parliament and the monarchy over the relative powers of each institution. Describe the nature of the dispute and what exactly was decided once Parliament won the war.
Prior to the American Revolution, a series of congresses were held that attempted to coordinate the actions of the colonies in response to the attempts of Britain to establish greater control over the colonies. What were these congresses and how successful were they?
The Articles of Confederation are generally held to have been a failed attempt to establish a national government due to the large degree of control the states continued to have over the actions of the national government. This is reflected in the design of the Congress the document creates. Review this design and describe how it limits the actions of the national government.
Power Points:
The institutions of American government were not built from scratch in Philadelphia during the summer of 1787. By and large they were based on institutions created in Britain, which themselves trace ancestry -- at least in theory - back to the Roman Republic. In this section I want to get comfortable with how the Legislature was affected by a specific episode in British history - the conflict between the Stuart monarchs - and how that conflict influenced colonial attitudes about the proper role of a legislature in a Republic.
In this section we will trace the history of legislatures from the group of barons who forced King John to sign the Magna Carta, through the development of the British Parliament, to the conflict between Parliament and King Charles the First (which led to the later execution), the Glorious Revolution, the establishment of colonial legislatures and the attempts by King George to minimize their power.
Goals:
After reading through this material you should be able to answer questions about the following topics:
Time Line:
1215: Magna Carta signed by King John. He is forced to recognize rights held by the barons and freemen, respect due process and accept the rule of law.
1265: The Great Councilexpanded to include not only barons, but knights and burghers from every borough in Britain.
1295: The Model Parliament summoned by Edward the First. Edward used parliament as a way to sort out grievances from his subjects in order to prevent rebellion.
1307 - 1327: The Reign of Edward II. During this time Parliament grants itself authority and divides into two chambers, the House of Commons (consisting of the shire and borough representatives) and the House of Lords (consisting of the senior clergy and the nobility).
1341: The Commons begins to meet separately from the nobility and clergy.
1376: The Good Parliament meets.
1529 - 1536: The Reformation Parliament meets.
1544: The House of Lordsbecomes formalized and the modern two chambered parliament is established.
1619: Virginia House of Burgesses established.
1628: The Petition of Right.
1629 - 1641: The Eleven Year's Tyranny.
1634: The Puritans Leave for America.
1640: The Short Parliament.
1640-1648: The Long Parliament.
1648: The New Model Army forcibly dissolves the Long Parliament, purges members unwilling to attack the King, establishes the Rump Parliament and executes King Charles in 1649.
1641-1651: The English Civil Wars.
1651-1653: The Rump Parliament.
1653 - 1659: The Protectorate.
1682: Pennsylvania Provincial Assemblyestablished.
1686-1689: The Dominion of New England.
1688: The Glorious Revolution.
1689: The English Bill of Rights signed by William and Mary.
1754: The Albany Congress convenes.
1760 - 1820: King George IIIreigns.
1765: The Stamp Act Congress.
1774: The First Continental Congress.
1775: The Second Continental Congress.
1776: The Declaration of Independence.
1781: The Articles of Confederation.
1781 - 1789: The Congress under the Articles of Confederation., Congress of the Confederation
Let's begin this section by clarifying the definition of "legislature" and getting an idea of what types of institutions the term refers to. Here's the dictionary definition of the term (from the American Heritage Dictionary):
An officially elected or otherwise selected body of people vested with the responsibility and power to make laws for a political unit, such as a state or nation.
Simply put, the legislature is the lawmaking branch within the American system of separated powers. But this can be confusing because they do more than just make laws (they provide democratic representation, help direct the expenditures of government revenues, and check the executive and judicial branches, among other things). This also glosses over the fact that the common law is largely judge made, and that rulemaking in the executive branch is lawmaking in character. Nevertheless, the legislature is the branch primarily responsible for providing the basis for legitimate public policy. That is because the legislature is the most democratic of the branches since it is the only one subject to a direct election by the people. The executive (the autocratic branch) is selected by an electoral college and the judiciary (the oligarchic branch) is nominated by the president and confirmed by the Senate. This is true only for the national government as we know. In the state of Texas all of these individuals are elected by the electorate, which underscores the point that states are more democratic institutions than the national government.
Legislatures exist on every level of government in America. On the national and state level (with one exception - Nebraska) they are bicameral with an upper branch -- usually called the Senate -- and a lower branch -- usually called a House of Representatives. The purpose, in addition to continuing to separate powers, is to allow one chamber of the legislature to be in tune with, and resonsive to, the often volatile public, while the other is removed from it and is more likely to make calmer decisions focused on the long term. This is a crucial point that we will spend more time elaborating on since it gets to the heart of the actual process of representation. Do we want instantaneous, delegatory representation or do we want to send people to a deliberate about how best to address an issue? These aren't necessarily the same thing. A bicameral system allows for both.
Here are basic facts, and a few links, about legislatures:
On the national level we have a House of Representatives and a Senate. The former has 435 members (Representatives), each is elected separately from one of 435 districts around the country. Each is roughly equal in population, though they may be very different in area. Each is elected to a 2 year term by the eligible voters in that district. You can find your U.S. Congressional representative (as well as you state representative and senator) by putting your address into a form found on this site. ACC (3110 Mustang, Alvin, Texas) is in the 18th Congressional District and is represented by Ron Paul (It is also in the 11th State Senate District, which is held by Mike Jackson, and in the 29th State House District, which is held by Randy Weber). The two year term, coupled with the fact that this was the only national institution directly elected by the eligible population -- as originally defined by the states -- is evidence that this was designed to be the democratic branch of government. It is most subject to the shifting preferences of the people. Texas has 32 congressional districts (click here for the current map).
The Senate has 100 members (Senators), each is one of two people elected to represent each of the 50 states. Each serves a 6 year term, but the Senators are divided into three classes (of 33, 33, and 34 members) and each class is elected in a separate election every two years. Texas is represented in the Senate by Kay Bailey Hutchison and John Cornyn. The six years term -- coupled with the fact that Senators were originally (until the 19th Amendment) elected by the state legislatures -- is evidence that this chamber was meant to be removed from the direct pressures of the public, and had the ability to make decisions for the long term.
The Congress that was elected in 2008, is called the 111th Congress. This simply means that this is the 111th time that a Congress has met since the ratification of the Constitution. The first election culminated in the convening of the 1st Congress of the United States, and we have had new congresses every two years, without interruption, since. The United States Congress is considered to be a "professional legislature" because the institution convenes for practically its entire two year term. Members are expected to consider their profession to be "legislator" and not to hold an exterior position. This could well lead to a conflict of interest and facilitate corruption.
On the state level, Texas is also bicameral, and has a House of Representatives and a Senate. The Texas House of Representatives has 150 members elected from each of the 150 districts around the state (click here for the current map). The Senate is composed of 31 members, and they are also elected from each of the 31 senate districts around the state (click here for the current map). The fact that both positions are elected directly reflects the greater democratic character of most states. The population generally gets to directly elect a greater variety of positions on the executive and judicial levels as well as the legislative. The Texas Legislature is considered to be an "amateur" legislature, because it only convenes for 140 days in its two year term. Though members can meet in committee, they cannot pass legislation after the 140 days unles the governor calls a special session. Members are also paid a nominal salary ($7,200 a year) and are expected to hold outside employment.
Local governments (cities) generally have unicameral city councils, while other single purpose governments (Independent Schools Districts, Community College Districts, Water Districts, Drainage District, etc . . . ) have boards which set policy for the agency. Counties in Texas are considered administrative wings of the state, so they do not have independent legislators. They are governed by a county judge and four county commissioners.
That should provide an idea of what legislatures are. Now lets turn to their historical development.
We will try to cover 550 years of legislative history in a handful of paragraphs. To make this remotely possible, I'll focus on a narrow component of this story: The selective evolution of the role of legislatures and their relationship with the executive power, from Magna Carta to the Declaration of Independence and the Continental Congress. A word about executive power is in order here before we begin. At one point in history, concentrated governing power in the hands of an autocrat was all that existed. Often the autocrat also claimed divinity, which meant that the secular and religious power was all wrapped up in the hands of one individual (Egyptian Pharaohs and Roman Emperors for two examples). To reject the authority of the autocrat was in essence to challenge a god. Good luck to you if you did.
As far as I know, no British King ever claimed to be a god, though some claimed to be God's lieutenant on earth. They did claim absolute rule, though they were often unable to secure it. King Johnis one example. His power was checked by the united force of his barons who were motivated by his abusive taxes, among other things. United, they were able to force the king to recognize certain rights and, perhaps most importantly, form a legislature (see paragraph 61, of the Magna Carta). Once the document was signed, the barons had the institutional authority to check the power of the king. Read the text here. Other limitations imposed on the king included the right of habeas corpus, which can be inferred from paragraphs 36 - 40.
(You might get a kick out of this bit from The Lion in Winter. Peter O'Toole plays Henry II, the father of King John -- who is the wimpy guy who runs out of the room towards the end of the scene.)
By accepting limits on his power, the king effectively placed himself beneath the law, and since it was an assembly of barons that forced him to do it -- a legislature in a sense -- the legislative power begins the process where it can establish what the law is. To the degree that the law was based on the will of forces outside the control of the monarch (we can't quite say it was based on the people yet) the king no longer held a privileged rank in the social order. This marked a significant change in the relationship between political powers in Britain. Given the role of the Roman Catholic Church at that time, whatever was true for the king would also be true for the pope. As a result the pope at that timeeffectively annulled the document and it receded into the background.
Not all monarchs were opposed to legislatures. Edward I called up the Model Parliament partly as a way to quell potential rebellion. This reminds us that people that are unable to have their grievances addressed through governing institutions often do so instead through more violent means. Allowing representation allows the monarch -- or whatever governing authority exists -- to dissipate hostile feelings. His example was not taken up by later monarchs. Magna Carta was ignored and forgotten for several centuries, though rumors persisted of "ancient rights and liberties." These rights were slowly revived, primarily by members of a Parliament that is slowly strengthening in power. Sir Edward Coke was one of the driving forces behind the revitalization of Magna Carta.
Ironically, the growth of Parliament as a forced can be traced back to the liberties enshrined in the Magna Carta. In Paragraph 13, London is specifically granted the following: The city of London shall enjoy all its ancient liberties and free customs, both by land and by water. We also will and grant that all other cities, boroughs, towns, and ports shall enjoy all their liberties and free customs. This makes London and other cities were something like a free trade zones, which ensured that business people would be able to prosper. This they did, and their increasing material wealth gave them leverage turn this into political strength.
The British Parliament, which would later serve as a model for the United States Congress, was -- and still is -- bicameral and composed of a House of Lords and a House of Commons. The House of Lords is just that, and institution composed of the British nobility, and originally the clergy as well. It originally served to advise the king, but slowly developed into an effective institution on its own, and even surpassed the power of the king during periods when a weak monarch ruled. By the 14th century, the House of Commonswas established and was composed of representatives (knights and burgesses) from the various counties and boroughs across the country. Originally it was the weakest of the political institutions, but as the wealth of cities grew, so did the influence of their representatives in the House of Commons. Though each institution was originally established to simply approve new taxes imposed by the king, Parliament developed the power to petition for grievances from the king.
By the early 1600's the British Parliament could revive the idea that it was guaranteed rights and powers over the monarch. This became critically important as the first of the Stuart Monarchs claimed the power to tax without consent of Parliament, and detain suspected enemies without due process. The Petition of Rightwas presented to King Charles by Parliament in 1628 to reinforce the idea that only Parliament could levy taxes, habeas corpus still applied, and standing armies could not be kept among the people in times of peace. Charles' attitude towards Parliament was imperious. Due to the rules of the time, the monarch was able to call the parliament in and out of session at will, and Charles would do so as it suited his needs. This culminated in the period of Personal Rule, also called the Eleven Years Tyranny, where Charles prevented Parliament from meeting, meaning that he could rule with impunity.
In response, once Parliament met again, its members had grown increasingly agitated with the King and wished to try him for high treason. A variety of reasons were offered, but ultimately the King was accused of not recognizing that he was beneath the law. At his trial he asked "I would know by what power I am called hither. I would know by what authority, I mean lawful authority." Existing law did not give Parliament the authority to try him for treason (as it would later not give the colonies the legal right to declare independence). He went to the chopping block in 1649 still claiming the Divine right to rule and disputing the legal authority of Parliament to execute him.
The execution of Charles the First therefore was a grossly way to make a point. The executive power is beneath the law, meaning that it is beneath the legislative power, the reason being that the legislature is more closely connected to the general population, which was increasingly being regarded as the ultimate source of authority in political society. The execution of Charles however was followed by turmoil and the rule of Oliver Cromwell. By 1660 the monarchy was restored, and efforts began to punish those responsible for Charles' execution. See this link for a list of Regicides of Charles the First. This fact reminds us of one of the reasons why strong executive authority is sometimes given approval, It helps keep the peace. The price is often a loss of individual liberty, but that is a price many are willing to pay to avoid the random chaotic violence that accompanies civil wars.
The conflict regarding the relative powers of the monarchy and Parliament continued. The subsequent Stuart Monarchs (Charles II and James II) also claimed divine right to rule. James II ( a Catholic) exacerbated ongoing religious conflicts by not only being tolerant of the religion, which was despised by members of Parliament, by hiring Catholics into positions of power within the army. The last straw was his fathering of a son in 1688 which led the Protestant parliament to fear that Catholic rule was about to descend on Britain. Parliamentary supporters in The Netherlands deposed King James II (he fled) and reinstated the monarchy under William and Mary. This was the Glorious Revolution.
William and Mary could not gain the crown until they agreed to certain conditions listed in the English Bill of Rights. (See the text here). This is as crucial a document as Magna Carta because it sets into law the relationship between the legislative and executive authority that is largely embodied into our Constitution. A review of the text of the document also reveals language very similar to what we would later see in the Declaration of Independence. In other words, the Parliament's articulation of why the rule of James II was illegitimate would later give to the colonists in the Second Continental Congress (and also the Texans' in the 1836 Convention) a list of reasons why they could argue that pre-existing governing authority was illegitimate, and that they had the right to overthrown it.
Here are some of the restrictions on monarchic power written in the English Bill of Rights that we will later see in the Declaration of Independence, Constitution, or the Bill of Rights:
Aside from providing the opportunity to work out conflicts between executive and legislative authority, the period of civil war in Britain also diverted attention away from the colonies, who then had to get used to the idea of self rule. Though never given official authority by the crown, colonial legislatures began to evolve and soon became seen as the legitimate authority. Efforts by King George to usurp the power of these legislatures and simultaneously increase the power of the British Parliament over the colonies -- despite their not being represented in that assembly -- would become a key instigator of independence.
Naturally, since each colony was established independently, they each had their own separate identity. Until the actions of King George provided the colonies an incentive to organize with each other, a measure of suspicion defined the relationships between them. They often each saw their relationship with Britain as more important than their mutual relations. This became problematic when certain common concerns like threats from the west (the French and Indians Wars) required common action. A request that the colonies create some mutual organization ended in failure (the Albany Plan) and the British, as we know, took matter in their own hands and sent troops over and imposed taxes on the colonists to pay for them.
This created a common concern with these British policies which did in fact begin a process where the colonies began to meet in a series of congresses (Stamp Act, First and Second Continental Congresses) where the colonies began discussing how to respond to these policies. After attempts to reconcile with the British, the Second Continental Congress made the decision to rebel, and justified it -- as noted above -- in language drawn from the Magna Carta and the English Bill of Rights. In essence, the colonists were claiming for themselves the same ancient rights and liberties that the barons and the members of parliament has claimed for themselves previously. By usurping the rights of the colonial legislatures (in addition to the executive and judicial entities) the king was attempting to establish tyrannical rule.
The grievances in the Declaration of Independence which pertain to complaints about the king's encroachment on legislative powers are interesting to analyze in comparison to prior documents. Here is the list:
In essence the colonists were accusing King George of violating the traditional rights that legislatures enjoyed. The proper response was that these legislatures represented subsidiary units and were not on the same level as either the monarch or parliament, but that did not matter to the colonists. 150 years of self government made them used to it, and it was a very difficult thing to remove.
- Wikipedia: Colonial Government in the Thirteen Colonies.
Once independence was established, the colonies turned into states and has to develop their own legislatures. In many cases the legislatures were opened to classes of people (artisans, poor farmers) who were previously not able to represent themselves. The policies they passed were beneficial to them, but not necessarily to the wealthier, mercantile and plantation interests. This conflict would eventually escalate and lead to the calling of a convention to address this alleged defect.
The Articles of Confereration
Also after independence was claimed, the Second Continental Congress had to turn its attention to what type of government was going to exist in the new country, or perhaps more properly, what type of governing system was going to bind the separate sovereign entities that were not only independent from Britain, but also independent from each other? Considering that a war had just been fought against a monarch, pains were made to not allow a similar fate for the new states. The political participants of the time understood the classical argument that democracies tend to deteriorate into anarchy first, and tyranny next. They opted to avoid this fate by not allowing any institutional foundation for a national executive. Only a legislature was established at the national level, and it was a very weak one at that.
The governing system was established in the Articles of Confederation, which was self desribed as a "league of friendship" among the states. Sovereignty was still held, and held only, by the states. The national government has no legal or physical authority over the states. The Congress under the Articles of Confederation was directly connected to the states. Teams of delegates were sent by the states to meet in annual session (one year terms) and the delegates could be recalled to the states at any time in that year and replaced. Many decisions had to be made by super majorities and sometimes unanimously. A small handful of states, or even one, could derail any policy that might be beneficial to the nation as a whole. The lack of a national executive meant that the states could not be compelled to implement national laws, or comply with national treaties. State legislatures could negate national laws. After all they were the supreme power so why shouldn't they?
But certain problems persisted, many concerning the inability of the document to provide a venue where disputes between the states could be solved. Commercial disputes were key among them. Conflicts over trade on and control of the Potomac River led to two early conferences -- Mount Vernon and Annapolis -- which attempted reconciliation. The failure of the later was taken as an indication that the Articles were insufficient to provide for the general welfare and common security of the growing nation.
- Wikipedia: Congress of the Confederation.
The Constitutional Convention
The Constitutional Convention was called in order to address these defects, but as we know, did not simply modify the Articles. It created in stead a new system of government with the bicameral Congress with significant delegated powers over the country as a whole. Partly this was a result of the mechanism used to determine who would be a member of the convention. The mercantile interests and planter interests dominated here far more than they did the Second Continental Congress which produced the more egalitarian Declaration of Independence. Their original intent was actually to negate the ability of states to influence national policy by having the national legislature represent the people of the United States directly. The bicameral system where a Senate continues to represent the states was a product of a compromise with the few people at the convention that wanted the states to hold onto some power.
In each of the steps above, decisions were ultimately made by groups of individuals with legislative power. The same is true of the decision to ratify the Constitutions. The decision was made by ratifying conventions held in the separate states. The decision to use conventions, and not the state legislatures was driven by the belief that the later would be less likely to ratify the document at all.
Additional Information:
Past Written Assignments: